Avoiding Investment Fraud

• Research the "investment opportunity." Investments must be suitable for your lifestyle and income-level
   
• Carefully read over the prospectus or information presented with the investment opportunity before acting
   
• Check to ensure the broker, investment adviser and their firm are licensed or registered with the U.S. Securities Exchange Commission (SEC)
   
• Don't be pressured to act quickly
   
• Ask for advise from a trusted family member or friend
   
• If you suspect a scam, contact the SEC at 1-800-SEC-0330

 

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